We are proud of our team of professionals with years of experience within the financial services industry worldwide. Over the years we have closely worked with regulators across the globe such us CySEC, BaFIN Germany, FCA UK, ASIC Australia, FMA New Zealand, FSCA South Africa, IFSC Belize, FSA Seychelles, FSC Mauritius, LFSA Labuan on a variety of regulatory and legal matters.
Our extensive hands-on experience addressing the daily regulatory and legal challenges of investment firms, allow us to deliver a solution that will meet your business needs while satisfying your regulatory requirements
Our services include:
Licensing
Through our extensive global network and experience we provide licensing services for EU & offshore financial services license:
- Advice on the type of the company’s business model
- Preparation of business plan & financial projections
- Completion and submission of the application form to be submitted to the regulator
- Registration of the company
- Preparation of policies & manuals
- Assistance in the mandatory personnel requirements
Compliance & AML legal advisory
Regulatory health checks
Representation of Investment Firms before regulatory authorities
Handling client complaints on behalf of investment firms
Legal Opinion in relation to European and International regulatory matters
Internal Audit